What does FINRA mean in Stock Exchange?
This page is about the meanings of the acronym/abbreviation/shorthand FINRA in the Business field in general and in the Stock Exchange terminology in particular.
Submitted by acronimous on April 11, 2011
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Definition
What does FINRA mean?
- Financial Industry Regulatory Authority
- In the United States, the Financial Industry Regulatory Authority, Inc. (FINRA) is a private corporation that acts as a self-regulatory organization (SRO). FINRA is the successor to the National Association of Securities Dealers, Inc. (NASD) and the member regulation, enforcement, and arbitration operations of the New York Stock Exchange. It is a non-governmental organization that regulates member brokerage firms and exchange markets. The government agency which acts as the ultimate regulator of the securities industry, including FINRA, is the Securities and Exchange Commission.
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"FINRA." Abbreviations.com. STANDS4 LLC, 2024. Web. 17 May 2024. <https://www.abbreviations.com/term/598926>.
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